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The psychical disorders of male potency 3 страница
Wundt next proceeds to explain why it seems to him advisable to study the nature of taboo in the primitive conditions of the Australian savages rather than in the higher culture of the Polynesian peoples. He divides the taboo prohibition is among the Australians into three classes, according as they affect animals, human beings or other objects. The taboos on animals, which consist essentially of prohibitions against killing and eating them, constitute the nucleus of Totemism.¹ The second class of taboos, those directed towards human beings, are of an entirely different kind. They are restricted in the first instance to circumstances in which the person on whom the taboo is imposed finds himself in an unusual situation. Thus young men are taboo at their initiation ceremonies, women are taboo during menstruation and immediately after giving birth; so too new-born babies, sick persons and, above all, the dead are taboo. A man’s property which is in his constant use is permanently taboo to all other men: his clothing, for instance, his tools and weapons. Included in a man’s most personal property, in Australia, is the new name which he received when he was a boy at his initiation. It is taboo and must be kept secret. The third class of taboos, which are imposed on trees, plants, houses and localities, are less stable. They appear to follow a rule that anything that is uncanny or provokes dread for any reason becomes subject to taboo.
The modifications shown by taboo in the richer culture of Polynesia and the Malay Archipelago are, as Wundt himself is obliged to admit, not very profound. The more marked social differences among these peoples find expression in the fact that chiefs, kings and priests exercise a specially effective taboo and are themselves subject to a taboo of the greatest force.
¹ Cf. the first and fourth essays in this work.2
But, adds Wundt, the true sources of taboo lie deeper than in the interests of the privileged classes: ‘they have their origin in the source of the most primitive and at the same time most lasting of human instincts - in fear of "demonic" powers.’ (Ibid., 307.) ‘Taboo is originally nothing other than the objectified fear of the "demonic" power which is believed to lie hidden in a tabooed object. The taboo prohibits anything that may provoke that power and commands that, if it has been injured, whether wittingly or unwittingly, the demon’s vengeance must be averted.’
Little by little, we are told, taboo then grows into a force with a basis of its own, independent of the belief in demons. It develops into the rule of custom and tradition and finally of law. ‘But the unspoken command underlying all the prohibitions of taboo, with their numberless variations according to the time and place, is originally one and one only: "Beware of the wrath of demons!"‘ Wundt informs us, then, that taboo is an expression and derivative of the belief of primitive peoples in ‘demonic’ power. Later, he tells us, it freed itself from this root and remained a power simply because it was a power - from a kind of mental conservatism. And thereafter it itself became the root of our moral precepts and of our laws. Though the first of these assertions may provoke little contradiction, I believe I shall be expressing the thoughts of many readers when I say that Wundt’s explanation comes as something of a disappointment. This is surely not tracing back the concept of taboo to its sources or revealing its earliest roots. Neither fear nor demons can be regarded by psychology as ‘earliest’ things, impervious to any attempt at discovering their antecedents. It would be another matter if demons really existed. But we know that, like gods, they are creations of the human mind: they were made by something and out of something.
Wundt has important views on the double significance of taboo, though these are not very clearly expressed. According to him, the distinction between ‘sacred’ and ‘unclean’ did not exist in the primitive beginnings of taboo. For that very reason those concepts were at that stage without the peculiar significance which they could only acquire when they became opposed to each other. Animals, human beings or localities on which a taboo was imposed were ‘demonic’, not ‘sacred’, nor, therefore, in the sense which was later acquired, ‘unclean’. It is precisely this neutral and intermediate meaning - ‘demonic’ or ‘what may not be touched’ - that is appropriately expressed by the word ‘taboo’, since it stresses a characteristic which remains common for all time both to what is sacred and to what is unclean: the dread of contact with it. The persistence, however, of this important common characteristic is at the same time evidence that the ground covered by the two was originally one and that it was only as a result of further influences that it be came differentiated and eventually developed into opposites.
According to Wundt, this original characteristic of taboo - the belief in a ‘demonic’ power which lies hidden in an object and which, if the object is touched or used unlawfully, takes its vengeance by casting a spell over the wrong-doer - is still wholly and solely ‘objectified fear’. That fear has not yet split up into the two forms into which it later develops: veneration and horror. But how did this split take place? Through the transplanting, so Wundt tells us, of the taboo ordinances from the sphere of demons into the sphere of belief in gods. The contrast between ‘sacred’ and ‘unclean’ coincides with a succession of two stages of mythology. The earlier of these stages did not completely disappear when the second one was reached but persisted in what was regarded as an inferior and eventually a contemptible form. It is, he says, a general law of mythology that a stage which has been passed, for the very reason that it has been overcome and driven under by a superior stage, persists in an inferior form alongside the later one, so that the objects of its veneration turn into objects of horror.
The remainder of Wundt’s discussion deals with the relation of the concept of taboo to purification and sacrifice.4
(2)
Anyone approaching the problem of taboo from the angle of psycho-analysis, that is to say, of the investigation of the unconscious portion of the individual mind, will recognize, after a moment’s reflection, that these phenomena are far from unfamiliar to him. He has come across people who have created for themselves individual taboo prohibitions of this very kind and who obey them just as strictly as savages obey the communal taboos of their tribe or society. If he were not already accustomed to describing such people as ‘obsessional’ patients, he would find ‘taboo sickness’ a most appropriate name for their condition. Having learnt so much, however, about this obsessional sickness from psycho-analytic examination - its clinical aetiology and the essence of its psychical mechanism - he can scarcely refrain from applying the knowledge he has thus acquired to the parallel sociological phenomenon.
A warning must be uttered at this point. The similarity between taboo and obsessional sickness may be no more than a matter of externals; it may apply only to the forms in which they are manifested and not extend to their essential character. Nature delights in making use of the same forms in the most various biological connections: as it does, for instance, in the appearance of branch-like structures both in coral and in plants, and indeed in some forms of crystal and in certain chemical precipitates. It would obviously be hasty and unprofitable to infer the existence of any internal relationship from such points of agreement as these, which merely derive from the operation of the same mechanical causes. We shall bear this warning in mind, but we need not be deterred by it from proceeding with our comparison.
The most obvious and striking point of agreement between the obsessional prohibitions of neurotics and taboos is that these prohibitions are equally lacking in motive and equally puzzling in their origin. Having made their appearance at some unspecified moment, they are forcibly maintained by an irresistible fear. No external threat of punishment is required, for there is an internal certainty, a moral conviction, that any violation will lead to intolerable disaster. The most that an obsessional patient can say on this point is that he has an undefined feeling that some particular person in his environment will be injured as result of the violation. Nothing is known of the nature of the injury; and indeed even this wretchedly small amount of information is more often obtained in connection with the expiatory and defensive actions which we shall have to discuss later than with the prohibitions themselves.
As in the case of taboo, the principal prohibition, the nucleus of the neurosis, is against touching; and thence it is sometimes known as ‘touching phobia’ or ‘délire du toucher’. The prohibition does not merely apply to immediate physical contact but has an extent as wide as the metaphorical use of the phrase ‘to come in contact with’. Anything that directs the patient’s thoughts to the forbidden object, anything that brings him into intellectual contact with it, is just as much prohibited as direct physical contact. This same extension also occurs in the case of taboo.
The purpose of some of the prohibitions is immediately obvious. Others, on the contrary, strike us as incomprehensible, senseless and silly, and prohibitions of this latter sort are described as ‘ceremonial’. This distinction, too, is found in the observances of taboo. Obsessional prohibitions are extremely liable to displacement. They extend from one object to another along whatever paths the context may provide, and this new object then becomes, to use the apt expression of one of my women patients, ‘impossible’ - till at last the whole world lies under an embargo of ‘impossibility’. Obsessional patients behave as though the ‘impossible’ persons and things were carriers of a dangerous infection liable to be spread by contact on to everything in their neighbourhood. I have already drawn attention to the same characteristic capacity for contagion and transference in my description of taboo. We know, too, that anyone who violates a taboo by coming into contact with something that is taboo becomes taboo himself and that then no one may come into contact with him.
I will now put side by side two instances of the transference (or, as it is better to say, the displacement) of a prohibition. One of these is taken from the life of the Maoris and the other from an observation of my own on a female obsessional patient.6
‘A Maori chief would not blow a fire with his mouth; for his sacred breath would communicate its sanctity to the fire, which would pass it on to the pot on the fire, which would pass it on to the meat in the pot, which would pass it on to the man who ate the meat, which was in the pot, which stood on the fire, which was breathed on by the chief; so that the eater, infected by the chief’s breath conveyed through these intermediaries, would surely die.’¹ My patient’s husband purchased a household article of some kind and brought it home with him. She insisted that it should be removed or it would make the room she lived in ‘impossible’. For she had heard that the article had been bought in a shop situated in, let us say, ‘Smith’ Street.² ‘Smith’, however, was the married name of a woman friend of hers who lived in a distant town and whom she had known in her youth under her maiden name. This friend of hers was at the moment ‘impossible’ or taboo. Consequently the article that had been purchased here in Vienna was as taboo as the friend herself with whom she must not come into contact.
Obsessional prohibitions involve just as extensive renunciations and restrictions in the lives of those who are subject to them as do taboo prohibitions; but some of them can be lifted if certain actions are performed. Thereafter, these actions must be performed: they become compulsive or obsessive acts, and there can be no doubt that they are in the nature of expiation, penance, defensive measures and purification. The commonest of these obsessive acts is washing in water (‘washing mania’). Some taboo prohibitions can be replaced in just the same way; or rather their violation can be made good by a similar ‘ceremonial’; and here again lustration with water is the preferred method.
Let us now summarize the points in which agreement between taboo usages and obsessional symptoms is most clearly shown: (1) the fact that the prohibitions lack any assignable motive; (2) the fact that they are maintained by an internal necessity; (3) the fact that they are easily displaceable and that there is a risk of infection from the prohibited object; and (4) the fact that they give rise to injunctions for the performance of ceremonial acts.
¹ Frazer (1911b, 136).
² [’Hirschengasse’ and ‘Hirsch’ in the original.]7 Now both the clinical history and the psychical mechanism of obsessional neurosis have become known to us through psycho-analysis. The clinical history of a typical case of ‘touching phobia’ is as follows. Right at the beginning, in very early childhood, the patient shows a strong desire to touch, the aim of which is of a far more specialized kind that one would have been inclined to expect. This desire is promptly met by an external prohibition against carrying out that particular kind of touching.¹ The prohibition is accepted, since it finds support from powerful internal forces,² and proves stronger than the instinct which is seeking to express itself in the touching. In consequence, however, of the child’s primitive psychical constitution, the prohibition does not succeed in abolishing the instinct. Its only result is to repress the instinct (the desire to touch) and banish it into the unconscious. Both the prohibition and the instinct persist: the instinct because it has only been repressed and not abolished, and the prohibition because, if it ceased, the instinct would force its way through into consciousness and into actual operation. A situation is created which remains undealt with - a psychical fixation - and everything else follows from the continuing conflict between the prohibition and the instinct.
The principal characteristic of the psychological constellation which becomes fixed in this way is what might be described as the subject’s ambivalent³ attitude towards a single object, or rather towards one act in connection with that object. He is constantly wishing to perform this act (the touching), and detests it as well. The conflict between these two currents cannot be promptly settled because - there is no other way of putting it - they are localized in the subject’s mind in such a manner that they cannot come up against each other. The prohibition is noisily conscious, while the persistent desire to touch is unconscious and the subject knows nothing of it. If it were not for this psychological factor, an ambivalence like this could neither last so long nor lead to such consequences.
¹ Both the desire and the prohibition relate to the child’s touching his own genitals. ² That is, from the child’s loving relation to the authors of the prohibition. ³ To borrow the apt term coined by Bleuler.8
In our clinical history of a case we have insisted that the imposition of the prohibition in very early childhood is the determining point; a similar importance attaches in the subsequent developments to the mechanism of repression at the same early age. As a result of the repression which has been enforced and which involves a loss of memory - an amnesia - the motives for the prohibition (which is conscious) remain unknown; and all attempts at disposing of it by intellectual processes must fail, since they cannot find any base of attack. The prohibition owes its strength and its obsessive character precisely to its unconscious opponent, the concealed and undiminished desire - that is to say, to an internal necessity inaccessible to conscious inspection. The ease with which the prohibition can be transferred and extended reflects a process which falls in with the unconscious desire and is greatly facilitated by the psychological conditions that prevail in the unconscious. The instinctual desire is constantly shifting in order to escape from the impasse and endeavours to find substitutes - substitute objects and substitute acts - in place of the prohibited ones. In consequence of this, the prohibition itself shifts about as well, and extends to any new aims which the forbidden impulse may adopt. Any fresh advance made by the repressed libido is answered by a fresh sharpening of the prohibition. The mutual inhibition of the two conflicting forces produces a need for discharge, for reducing the prevailing tension; and to this may be attributed the reason for the performance of obsessive acts. In the case of a neurosis these are clearly compromise actions: from one point of view they are evidences of remorse, efforts at expiation, and so on, while on the other hand they are at the same time substitutive acts to compensate the instinct for what has been prohibited. It is a law of neurotic illness that these obsessive acts fall more and more under the sway of the instinct and approach nearer and nearer to the activity which was originally prohibited. 9 Let us now make the experiment of treating taboo as though it were of the same nature as an obsessional prohibition in one of our patients. We must make it clear beforehand, however, that many of the taboo prohibitions that come under our notice are of a secondary, displaced and distorted kind, and that we shall have to be satisfied if we can throw only a little light on the most fundamental and significant taboos. Moreover, the differences between the situation of a savage and of a neurotic are no doubt of sufficient importance to make any exact agreement impossible and to prevent our carrying the comparison to the point of identity in every detail.
In the first place, then, it must be said that there is no sense in asking savages to tell us the real reason for their prohibitions - the origin of taboo. It follows from our postulates that they cannot answer, since their real reason must be ‘unconscious’. We can, however, reconstruct the history of taboo as follows on the model of obsessional prohibitions. Taboos, we must suppose, are prohibitions of primaeval antiquity which were at some time externally imposed upon a generation of primitive men; they must, that is to say, no doubt have been impressed on them violently by the previous generation. These prohibitions must have concerned activities towards which there was a strong inclination. They must then have persisted from generation to generation, perhaps merely as a result of tradition transmitted through parental and social authority. Possibly, however, in later generations they may have become ‘organized’ as an inherited psychical endowment. Who can decide whether such things as ‘innate ideas’ exist, or whether in the present instance they have operated, either alone or in conjunction with education, to bring about the permanent fixing of taboos? But one thing would certainly follow from the persistence of the taboo, namely that the original desire to do the prohibited thing must also still persist among the tribes concerned. They must therefore have an ambivalent attitude towards their taboos. In their unconscious there is nothing they would like more than to violate them, but they are afraid to do so; they are afraid precisely because they would like to, and the fear is stronger than the desire. The desire is unconscious, however, in every individual member of the tribe just as it is in neurotics.
The most ancient and important taboo prohibitions are the two basic laws of totemism: not to kill the totem animal and to avoid sexual intercourse with members of the totem clan of the opposite sex. These, then, must be the oldest and most powerful of human desires. We cannot hope to understand this or test our hypothesis on these two examples, so long as we are totally ignorant of the meaning and origin of the totemic system. But the wording of these two taboos and the fact of their concurrence will remind anyone acquainted with the findings of psycho-analytic investigations on individuals of something quite definite, which psycho-analysts regard as the centre-point of childhood wishes and as the nucleus of neuroses.¹
The multiplicity of the manifestations of taboo, which have led to the attempts at classification that I have already mentioned, are reduced to a single unity by our thesis: the basis of taboo is a prohibited action, for performing which a strong inclination exists in the unconscious. We have heard, though without understanding it, that anyone who does what is forbidden, that is, who violates a taboo, becomes taboo himself. How is this to be brought into line with the fact that taboo attaches not only to a person who has done what is forbidden but also to persons in particular states, to the states themselves, as well as to impersonal objects? What can the dangerous attribute be which remains the same under all these different conditions? There is only one thing it can be: the quality of exciting men’s ambivalence and tempting them to transgress the prohibition.
Anyone who has violated a taboo becomes taboo himself because he possesses the dangerous quality of tempting others to follow his example: why should he be allowed to do what is forbidden to others? Thus he is truly contagious in that every example encourages imitation, and for that reason he himself must be shunned. But a person who has not violated any taboo may yet be permanently or temporarily taboo because he is in a state which possesses the quality of arousing forbidden desires in others and of awakening a conflict of ambivalence in them. The majority of exceptional positions and exceptional states are of this kind and possess this dangerous power. The king or chief arouses envy on account of his privileges: everyone, perhaps, would like to be a king. Dead men, new-born babies and women menstruating or in labour stimulate desires by their special helplessness; a man who has just reached maturity stimulates them by the promise of new enjoyment. For that reason all of these persons and all of these states are taboo, since temptation must be resisted.
¹ Cf. my forthcoming study upon totemism, to which I have referred more than once in these pages (the fourth essay in this work).1
Now, too, we can understand why the amounts of mana possessed by different persons can be subtracted from one another and can to some extent cancel one another out. A king’s taboo is too strong for one of his subjects because the social difference between them is too great. But a minister may without any harm serve as an intermediary between them. If we translate this from the language of taboo into that of normal psychology, it means something like this. A subject, who dreads the great temptation presented to him by contact with the king, can perhaps tolerate dealings with an official whom he does not need to envy so much and whose position may even seem attainable to him. A minister, again, can mitigate his envy of the king by reflecting on the power which he himself wields. So it comes about that smaller differences between the amounts of the tempting magical force possessed by two people are less to be feared than greater ones.
It is equally clear why it is that the violation of certain taboo prohibitions constitutes a social danger which must be punished or atoned for by all the members of the community if they are not all to suffer injury. If we replace the unconscious desires by conscious impulses we shall see that the danger is a real one. It lies in the risk of imitation, which would quickly lead to the dissolution of the community. If the violation were not avenged by the other members they would become aware that they wanted to act in the same way as the transgressor. We cannot be surprised at the fact that, in the restrictions of taboo, touching plays a part similar to the one which it plays in ‘touching phobias’, though the secret meaning of the prohibition cannot be of such a specialized nature in taboo as it is in the neurosis. Touching is the first step towards obtaining any sort of control over, or attempting to make use of, a person or object.
We have translated the contagious power inherent in taboo into the possession of some attribute likely to produce temptation or encourage imitation. This does not appear to tally with the fact that the contagious character of taboo is shown chiefly by its transmissibility on to material objects, which then themselves become carriers of taboo. This transmissibility of taboo is a reflection of the tendency, on which we have already remarked, for the unconscious instinct in the neurosis to shift constantly along associative paths on to new objects. Our attention is thus directed to the fact that the dangerous magical force of mana corresponds to two powers of a more realistic sort: the power of reminding a man of his own prohibited wishes and the apparently more important one of inducing him to transgress the prohibition in obedience to those wishes. These two functions can be reduced to one, however, if we suppose that in a primitive mind the awakening of the memory of a forbidden action is naturally linked with the awakening of an impulse to put that action into effect. Thus recollection and temptation come together again. It must be admitted, too, that, in so far as the example of a man transgressing a prohibition tempts another man to do the same, disobedience to prohibitions spreads like a contagion, in just the same way as a taboo is transferred from a person to a material object and from one material object to another.
If the violation of a taboo can be made good by atonement or expiation, which involve the renunciation of some possession or some freedom, this proves that obedience to the taboo injunction meant in itself the renunciation of something desirable. Emancipation from one renunciation is made up for by the imposition of another one elsewhere. This leads us to conclude that atonement is a more fundamental factor than purification in the ceremonials of taboo.
I will now sum up the respects in which light has been thrown on the nature of taboo by comparing it with the obsessional prohibitions of neurotics. Taboo is a primaeval prohibition forcibly imposed (by some authority) from outside, and directed against the most powerful longings to which human beings are subject. The desire to violate it persists in their unconscious; those who obey the taboo have an ambivalent attitude to what the taboo prohibits. The magical power that is attributed to taboo is based on the capacity for arousing temptation; and it acts like a contagion because examples are contagious and because the prohibited desire in the unconscious shifts from one thing to another. The fact that the violation of a taboo can be atoned for by a renunciation shows that renunciation lies at the basis of obedience to taboo.
(3)
What we now want to discover is how much value is to be attributed to the parallel we have drawn between taboo and obsessional neurosis and to the view of taboo which we have based on that parallel. Their value must clearly depend on whether the view we have put forward has any advantages over others, and whether it gives us a clearer understanding of taboo than we could otherwise reach. We may be inclined to feel that we have given sufficient evidence of the applicability of our view in what has already been said; yet we must attempt to strengthen the evidence by entering into our explanation of taboo prohibitions and usages in greater detail.
There is also another path open to us. We can start an inquiry as to whether some of the hypotheses which we have carried over from neuroses to taboo or some of the results to which that procedure has led us may not be directly verifiable in the phenomena of taboo. But we must decide what we are to look for. Our assertion that taboo originated in a primaeval prohibition imposed at one time or other by some external authority is obviously incapable of demonstration. What we shall rather endeavour to confirm, therefore, are the psychological determinants of taboo, which we have learnt to know from obsessional neurosis. How did we arrive at our knowledge of these psychological factors in the case of the neurosis? Through the analytical study of its symptoms, and particularly of obsessional acts, defensive measures and obsessional commands. We found that they showed every sign of being derived from ambivalent impulses, either corresponding simultaneously to both a wish and a counter-wish or operating predominantly on behalf of one of the two opposing trends. If, now, we could succeed in demonstrating that ambivalence, that is, the dominance of opposing trends, is also to be found in the observances of taboo, or if we could point to some of them which, like obsessional acts, give simultaneous expression to both currents, we should have established the psychological agreement between taboo and obsessional neurosis in what is perhaps their most important feature.
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