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A METAPSYCHOLOGICAL SUPPLEMENT TO THE THEORY OF DREAMS 4 страница
THOUGHTS FOR THE TIMES ON WAR AND DEATH (1915)
In the confusion of wartime in which we are caught up, relying as we must on one-sided information, standing too close to the great changes that have already taken place or are beginning to, and without a glimmering of the future that is being shaped, we ourselves are at a loss as to the significance of the impressions which press in upon us and as to the value of the judgements which we form. We cannot but feel that no event has ever destroyed so much that is precious in the common possessions of humanity, confused so many of the clearest intelligences, or so thoroughly debased what is highest. Science herself has lost her passionless impartiality; her deeply embittered servants seek for weapons from her with which to contribute towards the struggle with the enemy. Anthropologists feel driven to declare him inferior and degenerate, psychiatrists issue a diagnosis of his disease of mind or spirit. Probably, however, our sense of these immediate evils is disproportionately strong, and we are not entitled to compare them with the evils of other times which we have not experienced.
The individual who is not himself a combatant - and so a cog in the gigantic machine of war - feels bewildered in his orientation, and inhibited in his powers and activities. I believe that he will welcome any indication, however slight, which will make it easier for him to find his bearings within himself at least. I propose to pick out two among the factors which are responsible for the mental distress felt by non-combatants, against which it is such a heavy task to struggle, and to treat of them here: the disillusionment which this war has evoked, and the altered attitude towards death which this - like every other war - forces upon us.
When I speak of disillusionment, everyone will know at once what I mean. One need not be a sentimentalist; one may perceive the biological and psychological necessity for suffering in the economy of human life, and yet condemn war both in its means and ends and long for the cessation of all wars. We have told ourselves, no doubt, that wars can never cease so long as nations live under such widely differing conditions, so long as the value of individual life is so variously assessed among them, and so long as the animosities which divide them represent such powerful motive forces in the mind. We were prepared to find that wars between the primitive and the civilized peoples, between the races who are divided by the colour of their skin - wars, even, against and among the nationalities of Europe whose civilization is little developed or has been lost - would occupy mankind for some time to come. But we permitted ourselves to have other hopes. We had expected the great world-dominating nations of white race upon whom the leadership of the human species has fallen, who were known to have world-wide interests as their concern, to whose creative powers were due not only our technical advances towards the control of nature but the artistic and scientific standards of civilization - we had expected these peoples to succeed in discovering another way of settling misunderstandings and conflicts of interest. Within each of these nations high norms of moral conduct were laid down for the individual, to which his manner of life was bound to conform if he desired to take part in a civilized community. These ordinances, often too stringent, demanded a great deal of him - much self-restraint, much renunciation of instinctual satisfaction. He was above all forbidden to make use of the immense advantages to be gained by the practice of lying and deception in the competition with his fellow-men. The civilized states regarded these moral standards as the basis of their existence. They took serious steps if anyone ventured to tamper with them, and often declared it improper even to subject them to examination by a critical intelligence. It was to be assumed, therefore, that the state itself would respect them, and would not think of undertaking anything against them which would contradict the basis of its own existence. Observation showed, to be sure, that embedded in these civilized states there were remnants of certain other peoples, which were universally unpopular and had therefore been only reluctantly, and even so not fully, admitted to participation in the common work of civilization, for which they had shown themselves suitable enough. But the great nations themselves, it might have been supposed, would have acquired so much comprehension of what they had in common, and so much tolerance for their differences, that ‘foreigner’ and ‘enemy’ could no longer be merged, as they still were in classical antiquity, into a single concept.
Relying on this unity among the civilized peoples, countless men and women have exchanged their native home for a foreign one, and made their existence dependent on the intercommunications between friendly nations. Moreover anyone who was not by stress of circumstance confined to one spot could create for himself out of all the advantages and attractions of these civilized countries a new and wider fatherland, in which he could move about without hindrance or suspicion. In this way he enjoyed the blue sea and the grey; the beauty of snow covered mountains and of green meadow lands; the magic of northern forests and the splendour of southern vegetation; the mood evoked by landscapes that recall great historical events, and the silence of untouched nature. This new fatherland was a museum for him, too, filled with all the treasures which the artists of civilized humanity had in the successive centuries created and left behind. As he wandered from one gallery to another in this museum, he could recognize with impartial appreciation what varied types of perfection a mixture of blood, the course of history, and the special quality of their mother earth had produced among his compatriots in this wider sense. Here he would find cool, inflexible energy developed to the highest point; there, the graceful art of beautifying existence; elsewhere, the feeling for orderliness and law, or others among the qualities which have made mankind the lords of the earth.
Nor must we forget that each of these citizens of the civilized world had created for himself a ‘Parnassus’ and a ‘School of Athens’ of his own. From among the great thinkers, writers and artists of all nations he had chosen those to whom he considered he owed the best of what he had been able to achieve in enjoyment and understanding of life, and he had venerated them along with the immortal ancients as well as with the familiar masters of his own tongue. None of these great men had seemed to him foreign because they spoke another language - neither the incomparable explorer of human passions, nor the intoxicated worshipper of beauty, nor the powerful and menacing prophet, nor the subtle satirist; and he never reproached himself on that account for being a renegade towards his own nation and his beloved mother-tongue.
The enjoyment of this common civilization was disturbed from time to time by warning voices, which declared that old traditional differences made wars inevitable, even among the members of a community such as this. We refused to believe it; but if such a war were to happen, how did we picture it? We saw it as an opportunity for demonstrating the progress of comity among men since the era when the Greek Amphictyonic Council proclaimed that no city of the league might be destroyed, nor its olive-groves cut down, nor its water-supply stopped; we pictured it as a chivalrous passage of arms, which would limit itself to establishing the superiority of one side in the struggle, while as far as possible avoiding acute suffering that could contribute nothing to the decision, and granting complete immunity for the wounded who had to withdraw from the contest, as well as for the doctors and nurses who devoted themselves to their recovery. There would, of course, be the utmost consideration for the non-combatant classes of the population - for women who take no part in war-work, and for the children who, when they are grown up, should become on both sides one another’s friends and helpers. And again, all the international undertakings and institutions in which the common civilization of peace-time had been embodied would be maintained.
Even a war like this would have produced enough horror and suffering; but it would not have interrupted the development of ethical relations between the collective individuals of mankind the peoples and states.
Then the war in which we had refused to believe broke out, and it brought - disillusionment. Not only is it more bloody and more destructive than any war of other days, because of the enormously increased perfection of weapons of attack and defence; it is at least as cruel, as embittered, as implacable as any that has preceded it. It disregards all the restrictions known as International Law, which in peace-time the states had bound themselves to observe; it ignores the prerogatives of the wounded and the medical service, the distinction between civil and military sections of the population, the claims of private property. It tramples in blind fury on all that comes in its way, as though there were to be no future and no peace among men after it is over. It cuts all the common bonds between the contending peoples, and threatens to leave a legacy of embitterment that will make any renewal of those bonds impossible for a long time to come.
Moreover, it has brought to light an almost incredible phenomenon: the civilized nations know and understand one another so little that one can turn against the other with hate and loathing. Indeed, one of the great civilized nations is so universally unpopular that the attempt can actually be made to exclude it from the civilized community as ‘barbaric’, although it has long proved its fitness by the magnificent contributions to that community which it has made. We live in hopes that the pages of an impartial history will prove that that nation, in whose language we write and for whose victory our dear ones are fighting, has been precisely the one which has least transgressed the laws of civilization. But at such a time who dares to set himself up as judge in his own cause?
Peoples are more or less represented by the states which they form, and these states by the governments which rule them. The individual citizen can with horror convince himself in this war of what would occasionally cross his mind in peace-time - that the state has forbidden to the individual the practice of wrong doing, not because it desires to abolish it, but because it desires to monopolize it, like salt and tobacco. A belligerent state permits itself every such misdeed, every such act of violence, as would disgrace the individual. It makes use against the enemy not only of the accepted ruses de guerre, but of deliberate lying and deception as well - and to a degree which seems to exceed the usage of former wars. The state exacts the utmost degree of obedience and sacrifice from its citizens, but at the same time it treats them like children by an excess of secrecy and a censorship upon news and expressions of opinion which leaves the spirits of those whose intellects it thus suppresses defenceless against every unfavourable turn of events and every sinister rumour. It absolves itself from the guarantees and treaties by which it was bound to other states, and confesses shamelessly to its own rapacity and lust for power, which the private individual has then to sanction in the name of patriotism.
It should not be objected that the state cannot refrain from wrong-doing, since that would place it at a disadvantage. It is no less disadvantageous, as a general rule, for the individual man to conform to the standards of morality and refrain from brutal and arbitrary conduct; and the state seldom proves able to indemnify him for the sacrifices it exacts. Nor should it be a matter for surprise that this relaxation of all the moral ties between the collective individuals of mankind should have had repercussions on the morality of individuals; for our conscience is not the inflexible judge that ethical teachers declare it, but in its origin is ‘social anxiety’ and nothing else. When the community no longer raises objections, there is an end, too, to the suppression of evil passions, and men perpetrate deeds of cruelty, fraud, treachery and barbarity so incompatible with their level of civilization that one would have thought them impossible.
Well may the citizen of the civilized world of whom I have spoken stand helpless in a world that has grown strange to him - his great fatherland disintegrated, its common estates laid waste, his fellow-citizens divided and debased!
There is something to be said, however, in criticism of his disappointment. Strictly speaking it is not justified, for it consists in the destruction of an illusion. We welcome illusions because they spare us unpleasurable feelings, and enable us to enjoy satisfactions instead. We must not complain, then, if now and again they come into collision with some portion of reality, and are shattered against it.
Two things in this war have aroused our sense of disillusionment: the low morality shown externally by states which in their internal relations pose as the guardians of moral standards, and the brutality shown by individuals whom, as participants in the highest human civilization, one would not have thought capable of such behaviour.3
Let us begin with the second point and try to formulate, in a few brief words, the point of view that we wish to criticize. How, in point of fact, do we imagine the process by which an individual rises to a comparatively high plane of morality? The first answer will no doubt simply be that he is virtuous and noble from birth - from the very start. We shall not consider this view any further here. A second answer will suggest that we are concerned with a developmental process, and will probably assume that the development consists in eradicating his evil human tendencies and, under the influence of education and a civilized environment, replacing them by good ones. If so, it is nevertheless surprising that evil should re-emerge with such force in anyone who has been brought up in this way.
But this answer also contains the thesis which we propose to contradict. In reality, there is no such thing as ‘eradicating’ evil. Psychological - or, more strictly speaking, psycho-analytic - investigation shows instead that the deepest essence of human nature consists of instinctual impulses which are of an elementary nature, which are similar in all men and which aim at the satisfaction of certain primal needs. These impulses in themselves are neither good nor bad. We classify them and their expressions in that way, according to their relation to the needs and demands of the human community. It must be granted that all the impulses which society condemns as evil - let us take as representative the selfish and the cruel ones - are of this primitive kind.
These primitive impulses undergo a lengthy process of development before they are allowed to become active in the adult. They are inhibited, directed towards other aims and fields, become commingled, alter their objects, and are to some extent turned back upon their possessor. Reaction-formations against certain instincts take the deceptive form of a change in their content, as though egoism had changed into altruism, or cruelty into pity. These reaction-formations are facilitated by the circumstance that some instinctual impulses make their appearance almost from the first in pairs of opposites - a very remarkable phenomenon, and one strange to the lay public, which is termed ‘ambivalence of feeling’. The most easily observed and comprehensible instance of this is the fact that intense love and intense hatred are so often to be found together in the same person. Psycho-analysis adds that the two opposed feelings not infrequently have the same person for their object.
It is not until all these ‘instinctual vicissitudes’ have been surmounted that what we call a person’s character is formed, and this, as we know, can only very inadequately be classified as ‘good’ or ‘bad’. A human being is seldom altogether good or bad; he is usually ‘good’ in one relation and ‘bad’ in another, or ‘good’ in certain external circumstances and in others decidedly ‘bad’. It is interesting to find that the pre-existence of strong ‘bad’ impulses in infancy is often the actual condition for an unmistakable inclination towards ‘good’ in the adult. Those who as children have been the most pronounced egoists may well become the most helpful and self-sacrificing members of the community; most of our sentimentalists, friends of humanity and protectors of animals have been evolved from little sadists and animal-tormentors.
The transformation of ‘bad’ instincts is brought about by two factors working in the same direction, an internal and an external one. The internal factor consists in the influence exercised on the bad (let us say, the egoistic) instincts by erotism - that is, by the human need for love, taken in its widest sense. By the admixture of erotic components the egoistic instincts are transformed into social ones. We learn to value being loved as an advantage for which we are willing to sacrifice other advantages. The external factor is the force exercised by upbringing, which represents the claims of our cultural environment, and this is continued later by the direct pressure of that environment. Civilization has been attained through the renunciation of instinctual satisfaction, and it demands the same renunciation from each newcomer in turn. Throughout an individual’s life there is a constant replacement of external by internal compulsion. The influences of civilization cause an ever-increasing transformation of egoistic trends into altruistic and social ones by an admixture of erotic elements. In the last resort it may be assumed that every internal compulsion which makes itself felt in the development of human beings was originally - that is, in the history of mankind - only an external one. Those who are born to-day bring with them as an inherited organization some degree of tendency (disposition) towards the transformation of egoistic into social instincts, and this disposition is easily stimulated into bringing about that result. A further portion of this instinctual transformation has to be accomplished during the life of the individual himself. So the human being is subject not only to the pressure of his immediate cultural environment, but also to the influence of the cultural history of his ancestors.
If we give the name of ‘susceptibility to culture’ to a man’s personal capacity for the transformation of the egoistic impulses under the influence of erotism, we may further affirm that this susceptibility is made up of two parts, one innate and the other acquired in the course of life, and that the relation of the two to each other and to that portion of the instinctual life which remains untransformed is a very variable one.
Generally speaking, we are apt to attach too much importance to the innate part, and in addition to this we run the risk of over-estimating the total susceptibility to culture in comparison with the portion of instinctual life which has remained primitive - that is, we are misled into regarding men as ‘ better’ than they actually are. For there is yet another element which obscures our judgement and falsifies the issue in a favourable sense.
The instinctual impulses of other people are of course hidden from our observation. We infer them from their actions and behaviour, which we trace back to motives arising from their instinctual life. Such an inference is bound to be erroneous in many cases. This or that action which is ‘good’ from the cultural point of view may in one instance originate from a ‘noble’ motive, in another not. Ethical theorists class as ‘good’ actions only those which are the outcome of good impulses; to the others they refuse recognition. But society, which is practical in its aims, is not on the whole troubled by this distinction; it is content if a man regulates his behaviour and actions by the precepts of civilization, and is little concerned with his motives.
We have learned that the external compulsion exercised on a human being by his upbringing and environment produces a further transformation towards good in his instinctual life - a further turning from egoism towards altruism. But this is not the regular or necessary effect of the external compulsion. Upbringing and environment not only offer benefits in the way of love, but also employ other kinds of incentive, namely, rewards and punishments. In this way their effect may turn out to be that a person who is subjected to their influence will choose to behave well in the cultural sense of the phrase, although no ennoblement of instinct, no transformation of egoistic into altruistic inclinations, has taken place in him. The result will, roughly speaking, be the same; only a particular concatenation of circumstances will reveal that one man always acts in a good way because his instinctual inclinations compel him to, and the other is good only in so far and for so long as such cultural behaviour is advantageous for his own selfish purposes. But superficial acquaintance with an individual will not enable us to distinguish between the two cases, and we are certainly misled by our optimism into grossly exaggerating the number of human beings who have been transformed in a cultural sense.
Civilized society, which demands good conduct and does not trouble itself about the instinctual basis of this conduct, has thus won over to obedience a great many people who are not in this following their own natures. Encouraged by this success, society has allowed itself to be misled into tightening the moral standard to the greatest possible degree, and it has thus forced its members into a yet greater estrangement from their instinctual disposition. They are consequently subject to an unceasing suppression of instinct, and the resulting tension betrays itself in the most remarkable phenomena of reaction and compensation. In the domain of sexuality, where such suppression is most difficult to carry out, the result is seen in the reactive phenomena of neurotic disorders. Elsewhere the pressure of civilization brings in its train no pathological results, it is true, but is shown in malformations of character, and in the perpetual readiness of the inhibited instincts to break through to satisfaction at any suitable opportunity. Anyone thus compelled to act continually in accordance with precepts which are not the expression of his instinctual inclinations, is living, psychologically speaking, beyond his means, and may objectively be described as a hypocrite, whether he is clearly aware of the incongruity or not. It is undeniable that our contemporary civilization favours the production of this form of hypocrisy to an extraordinary extent. One might venture to say that it is built up on such hypocrisy, and that it would have to submit to far-reaching modifications if people were to undertake to live in accordance with psychological truth. Thus there are very many more cultural hypocrites than truly civilized men - indeed, it is a debatable point whether a certain degree of cultural hypocrisy is not indispensable for the maintenance of civilization, because the susceptibility to culture which has hitherto been organized in the minds of present-day men would perhaps not prove sufficient for the task. On the other hand, the maintenance of civilization even on so dubious a basis offers the prospect of paving the way in each new generation for a more far-reaching transformation of instinct which shall be the vehicle of a better civilization.
We may already derive one consolation from this discussion: our mortification and our painful disillusionment on account of the uncivilized behaviour of our fellow-citizens of the world during this war were unjustified. They were based on an illusion to which we had given way. In reality our fellow-citizens have not sunk so low as we feared, because they had never risen so high as we believed. The fact that the collective individuals of mankind, the peoples and states, mutually abrogated their moral restraints naturally prompted these individual citizens to withdraw for a while from the constant pressure of civilization and to grant a temporary satisfaction to the instincts which they had been holding in check. This probably involved no breach in their relative morality within their own nations.
We may, however, obtain a deeper insight than this into the change brought about by the war in our former compatriots, and at the same time receive a warning against doing them an injustice. For the development of the mind shows a peculiarity which is present in no other developmental process. When a village grows into a town or a child into a man, the village and the child become lost in the town and the man. Memory alone can trace the old features in the new picture; and in fact the old materials or forms have been got rid of and replaced by new ones. It is otherwise with the development of the mind. Here one can describe the state of affairs, which has nothing to compare with it, only by saying that in this case every earlier stage of development persists alongside the later stage which has arisen from it; here succession also involves co-existence, although it is to the same materials that the whole series of transformations has applied. The earlier mental state may not have manifested itself for years, but none the less it is so far present that it may at any time again become the mode of expression of the forces in the mind, and indeed the only one, as though all later developments had been annulled or undone. This extraordinary plasticity of mental developments is not unrestricted as regards direction; it may be described as a special capacity for involution - for regression - since it may well happen that a later and higher stage of development, once abandoned, cannot be reached again. But the primitive stages can always be re-established; the primitive mind is, in the fullest meaning of the word, imperishable.
What are called mental diseases inevitably produce an impression in the layman that intellectual and mental life have been destroyed. In reality, the destruction only applies to later acquisitions and developments. The essence of mental disease lies in a return to earlier states of affective life and of functioning. An excellent example of the plasticity of mental life is afforded by the state of sleep, which is our goal every night. Since we have learnt to interpret even absurd and confused dreams, we know that whenever we go to sleep we throw off our hard-won morality like a garment, and put it on again next morning. This stripping of ourselves is not, of course, dangerous, because we are paralysed, condemned to inactivity, by the state of sleep. It is only dreams that can tell us about the regression of our emotional life to one of the earliest stages of development. For instance, it is noteworthy that all our dreams are governed by purely egoistic motives. One of my English friends put forward this thesis at a scientific meeting in America, whereupon a lady who was present remarked that that might be the case in Austria, but she could assert as regards herself and her friends that they were altruistic even in their dreams. My friend, although himself of English race, was obliged to contradict the lady emphatically on the ground of his personal experience in dream-analysis, and to declare that in their dreams high-minded American ladies were quite as egoistic as the Austrians.
Thus the transformation of instinct, on which our susceptibility to culture is based, may also be permanently or temporarily undone by the impacts of life. The influences of war are undoubtedly among the forces that can bring about such involution; so we need not deny susceptibility to culture to all who are at the present time behaving in an uncivilized way, and we may anticipate that the ennoblement of their instincts will be restored in more peaceful times.9
There is, however, another symptom in our fellow-citizens of the world which has perhaps astonished and shocked us no less than the descent from their ethical heights which has given us so much pain. What I have in mind is the want of insight shown by the best intellects, their obduracy, their inaccessibility to the most forcible arguments and their uncritical credulity towards the most disputable assertions. This indeed presents a lamentable picture, and I wish to say emphatically that in this I am by no means a blind partisan who finds all the intellectual shortcomings on one side. But this phenomenon is much easier to account for and much less disquieting than the one we have just considered. Students of human nature and philosophers have long taught us that we are mistaken in regarding our intelligence as an independent force and in overlooking its dependence on emotional life. Our intellect, they teach us, can function reliably only when it is removed from the influences of strong emotional impulses; otherwise it behaves merely as an instrument of the will and delivers the inference which the will requires. Thus, in their view, logical arguments are impotent against affective interests, and that is why disputes backed by reasons, which in Falstaff’s phrase are ‘as plenty as blackberries’, are so unfruitful in the world of interests. Psycho-analytic experience has, if possible, further confirmed this statement. It can show every day that the shrewdest people will all of a sudden behave without insight, like imbeciles, as soon as the necessary insight is confronted by an emotional resistance, but that they will completely regain their understanding once that resistance has been overcome. The logical bedazzlement which this war has conjured up in our fellow-citizens, many of them the best of their kind, is therefore a secondary phenomenon, a consequence of emotional excitement, and is bound, we may hope, to disappear with it.
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