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The two other doubts are based on a low estimate of the importance of early infantile impressions and an unwillingness to ascribe such enduring effects to them. The supporters of this view look for the causes of neuroses almost exclusively in the grave conflicts of later life; they assume that the importance of childhood is only held up before our eyes in analysis on account of the inclination of neurotics for expressing their present interests in reminiscences and symbols from the remote past. Such an estimate of the importance of the infantile factor would involve the disappearance of much that has formed part of the most intimate characteristics of analysis, though also, no doubt, of much that raises resistance to it and alienates the confidence of the outsider.

 

The view, then, that we are putting up for discussion is as follows. It maintains that scenes from early infancy, such as are brought up by an exhaustive analysis of neuroses (as, for instance, in the present case), are not reproductions of real occurrences, to which it is possible to ascribe an influence over the course of the patient’s later life and over the formation of his symptoms. It considers them rather as products of the imagination, which find their instigation in mature life, which are intended to serve as some kind of symbolic representation of real wishes and interests, and which owe their origin to a regressive tendency, to a turning-away from the tasks of the present. If that is so, we can of course spare ourselves the necessity of attributing such a surprising amount to the mental life and intellectual capacity of children of the tenderest age.

 

Besides the desire which we all share for the rationalization and simplification of our difficult problem, there are all sorts of facts that speak in favour of this view. It is also possible to eliminate beforehand one objection to it which may arise, particularly in the mind of a practising analyst. It must be admitted that, if this view of these scenes from infancy were the right one, the carrying-out of analysis would not in the first instance be altered in any respect. If neurotics are endowed with the evil characteristic of diverting their interest from the present and of attaching it to these regressive substitutes, the products of their imagination, then there is absolutely nothing for it but to follow upon their tracks and bring these unconscious productions into consciousness; for, leaving on one side their lack of value from the point of view of reality, they are of the utmost value from our point of view, since they are for the moment the bearers and possessors of the interest which we want to set free so as to be able to direct it on to the tasks of the present. The analysis would have to run precisely the same course as one which had a naïf faith in the truth of the phantasies. The difference would only come at the end of the analysis, after the phantasies had been laid bare. We should then say to the patient: ‘Very well, then; your neurosis proceeded as though you had received these impressions and spun them out in your childhood. You will see, of course, that that is out of the question. They were products of your imagination which were intended to divert you from the real tasks that lay before you. Let us now enquire what these tasks were, and what lines of communication ran between them and your phantasies.’ After the infantile phantasies had been disposed of in this way, it would be possible to begin a second portion of the treatment, which would be concerned with the patient’s real life.

 

Any shortening of this course, any alteration, that is, in psycho-analytic treatment, as it has hitherto been practised, would be technically inadmissible. Unless these phantasies are made conscious to the patient to their fullest extent, he cannot obtain command of the interest which is attached to them. If his attention is diverted from them as soon as their existence and their general outlines are divined, support is simply being given to the work of repression, thanks to which they have been put beyond the patient’s reach in spite of all his pains. If he is given a premature sense of their unimportance, by being informed, for instance, that it will only be a question of phantasies, which, of course, have no real significance, his co-operation will never be secured for the task of bringing them into consciousness. A correct procedure, therefore, would make no alteration in the technique of analysis, whatever estimate might be formed of these scenes from infancy.

 

I have already mentioned that there are a number of facts which can be brought up in support of the view of these scenes being regressive phantasies. And above all there is this one: so far as my experience hitherto goes, these scenes from infancy are not reproduced during the treatment as recollections, they are the products of construction. Many people will certainly think that this single admission decides the whole dispute.

I am anxious not to be misunderstood. Every analyst knows - and he has met with the experience on countless occasions - that in the course of a successful treatment the patient brings up a large number of spontaneous recollections from his childhood, for the appearance of which (a first appearance, perhaps) the physician feels himself entirely blameless, since he has not made any attempt at a construction which could have put any material of the sort into the patient’s head. It does not necessarily follow that these previously unconscious recollections are always true. They may be; but they are often distorted from the truth, and interspersed with imaginary elements, just like the so-called screen memories which are preserved spontaneously. All that I mean to say is this: scenes, like this one in my present patient’s case, which date from such an early period and exhibit a similar content, and which further lay claim to such an extraordinary significance for the history of the case, are as a rule not reproduced as recollections, but have to be divined - constructed - gradually and laboriously from an aggregate of indications. Moreover, it would be sufficient for the purposes of the argument if my admission that scenes of this kind do not become conscious in the shape of recollections applied only to cases of obsessional neurosis, or even if I were to limit my assertion to the case which we are studying here.

 

I am not of opinion, however, that such scenes must necessarily be phantasies because they do not reappear in the shape of recollections. It seems to me absolutely equivalent to a recollection, if the memories are replaced (as in the present case) by dreams the analysis of which invariably leads back to the same scene and which reproduce every portion of its content in an inexhaustible variety of new shapes. Indeed, dreaming is another kind of remembering, though one that is subject to the conditions that rule at night and to the laws of dream-formation. It is this recurrence in dreams that I regard as the explanation of the fact that the patients themselves gradually acquire a profound conviction of the reality of these primal scenes, a conviction which is in no respect inferior to one based on recollection.¹

 

¹ A passage in the first edition of my Interpretation of Dreams (1900a) will show at what an early stage I was occupied with this problem. On p. 670 of that work there is an analysis of a remark occurring in a dream: ‘That’s not obtainable any longer.’ It is explained that the phrase originated from myself. ‘A few days earlier I had explained to the patient that the earliest experiences of childhood were "not obtainable any longer as such" but were replaced in analysis by "transferences" and dreams.’

 

There is naturally no need for those who take the opposite view to abandon as hopeless their fight against such arguments. It is well known that dreams can be guided.¹ And the sense of conviction felt by the person analysed may be the result of suggestion, which is always having new parts assigned to it in the play of forces involved in analytic treatment. The old-fashioned psychotherapist, it might be maintained, used to suggest to his patient that he was cured, that he had overcome his inhibitions, and so on; while the psycho-analyst, on this view, suggests to him that when he was a child he had some experience or other, which he must now recollect in order to be cured. This would be the difference between the two.

 

Let it be clearly understood that this last attempt at an explanation on the part of those who take the view opposed to mine results in the scenes from infancy being disposed of far more fundamentally than was announced to begin with. What was argued at first was that they were not realities but phantasies. But what is argued now is evidently that they are phantasies not of the patient but of the analyst himself, who forces them upon the person under analysis on account of some complexes of his own. An analyst, indeed, who hears this reproach, will comfort himself by recalling how gradually the construction of this phantasy which he is supposed to have originated came about, and, when all is said and done, how independently of the physician’s incentive many points in its development proceeded; how, after a certain phase of the treatment, everything seemed to converge upon it, and how later, in the synthesis, the most various and remarkable results radiated out from it; how not only the large problems but the smallest peculiarities in the history of the case were cleared up by this single assumption. And he will disclaim the possession of the amount of ingenuity necessary for the concoction of an occurrence which can fulfil all these demands. But even this plea will be without an effect on an adversary who has not experienced the analysis himself. On the one side there will be a charge of subtle self-deception, and on the other of obtuseness of judgement; it will be impossible to arrive at a decision.

 

¹ The mechanism of dreaming cannot be influenced; but dream material is to some extent subject to orders.0

 

Let us turn to another factor which supports this opposing view of these constructed scenes from infancy. It is as follows: There can be no doubt of the real existence of all the processes which have been brought forward in order to explain these doubtful structures as phantasies, and their importance must be recognized. The diversion of interest from the tasks of real life,¹ the existence of phantasies in the capacity of substitutes for unperformed actions, the regressive tendency which is expressed in these productions - regressive in more than one sense, in so far as there is involved simultaneously a shrinking-back from life and a harking-back to the past - all these things hold good, and are regularly confirmed by analysis. One might think that they would also suffice to explain the supposed reminiscences from early infancy which are under discussion; and in accordance with the principle of economy in science such an explanation would have the advantage over one which is inadequate without the support of new and surprising assumptions.

 

I may here venture to point out that the antagonistic views which are to be found in the psycho-analytic literature of to-day are usually arrived at on the principle of pars pro toto. From a highly composite combination one part of the operative factors is singled out and proclaimed as the truth; and in its favour the other part, together with the whole combination, is then contradicted. If we look a little closer, to see which group of factors it is that has been given the preference, we shall find that it is the one that contains material already known from other sources or what can be most easily related to that material. Thus, Jung picks out actuality and regression, and Adler, egoistic motives. What is left over, however, and rejected as false, is precisely what is new in psycho-analysis and peculiar to it. This is the easiest method of repelling the revolutionary and inconvenient advances of psycho-analysis.

 

¹ I have good reasons for preferring to say ‘the diversion of libido from current conflicts’.1

 

It is worth while remarking that none of the factors which are adduced by the opposing view in order to explain these scenes from infancy had to wait for recognition until Jung brought them forward as novelties. The notion of a current conflict, of a turning away from reality, of a substitutive satisfaction obtained in phantasy, of a regression to material from the past - all of this (employed, moreover, in the same context, though perhaps with a slightly different terminology) had for years formed an integral part of my own theory. It was not the whole of it, however. It was only one part of the causes leading to the formation of neuroses - that part which, starting from reality, operates in a regressive direction. Side by side with this I left room for another influence which, starting from the impressions of childhood, operates in a forward direction, which points a path for the libido that is shrinking away from life, and which makes it possible to understand the otherwise inexplicable regression to childhood. Thus on my view the two factors co-operate in the formation of symptoms. But an earlier co-operation seems to me to be of equal importance. I am of opinion that the influence of childhood makes itself felt already in the situation at the beginning of the formation of a neurosis, since it plays a decisive part in determining whether and at what point the individual shall fail to master the real problems of life.

 

What is in dispute, therefore, is the significance of the infantile factor. The problem is to find a case which can establish that significance beyond any doubt. Such, however, is the case which is being dealt with so exhaustively in these pages and which is distinguished by the characteristic that the neurosis in later life was preceded by a neurosis in early childhood. It is for that very reason, indeed, that I have chosen it to report upon. Should any one feel inclined to reject it because the animal phobia strikes him as not sufficiently serious to be recognized as an independent neurosis, I may mention that the phobia was succeeded without any interval by an obsessional ceremonial, and by obsessional acts and thoughts, which will be discussed in the following sections of this paper.

 

The occurrence of a neurotic disorder in the fourth and fifth years of childhood proves, first and foremost, that infantile experiences are by themselves in a position to produce a neurosis, without there being any need for the addition of a flight from some task which has to be faced in real life. It may be objected that even a child is constantly being confronted with tasks which it would perhaps be glad to evade. That is so; but the life of a child under school age is easily observable, and we can examine it to see whether any ‘tasks’ are to be found in it capable of determining the causation of a neurosis. But we discover nothing but instinctual impulses which the child cannot satisfy and which it is not old enough to master, and the sources from which these impulses arise.

 

As was to be expected, the enormous shortening of the interval between the outbreak of the neurosis and the date of the childhood experiences which are under discussion reduces to the narrowest limits the regressive part of the causation, while it brings into full view the portion of it which operates in a forward direction, the influence of earlier impressions. The present case history will, I hope, give a clear picture of this position of things. But there are other reasons why neuroses of childhood give a decisive answer to the question of the nature of primal scenes - the earliest experiences of childhood that are brought to light in analysis.

 

Let us assume as an uncontradicted premise that a primal scene of this kind has been correctly educed technically, that it is indispensable to a comprehensive solution of all the conundrums that are set us by the symptoms of the infantile disorder, that all the consequences radiate out from it, just as all the threads of the analysis have led up to it. Then, in view of its content, it is impossible that it can be anything else than the reproduction of a reality experienced by the child. For a child, like an adult, can produce phantasies only from material which has been acquired from some source or other; and with children, some of the means of acquiring it (by reading, for instance) are cut off, while the space of time at their disposal for acquiring it is short and can easily be searched with a view to the discovery of any such sources.

 

In the present case the content of the primal scene is a picture of sexual intercourse between the boy’s parents in a posture especially favourable for certain observations. Now it would be no evidence whatever of the reality of such a scene if we were to find it in a patient whose symptoms (the effects of the scene, that is) had appeared at some time or other in the later part of his life. A person such as this might have acquired the impressions, the ideas, and the knowledge on a great number of different occasions in the course of the long interval; he might then have transformed them into an imaginary picture, have projected them back into his childhood, and have attached them to his parents. If, however, the effects of a scene of this sort appear in the child’s fourth or fifth year, then he must have witnessed the scene at an age even earlier than that. But in that case we are still faced with all the disconcerting consequences which have arisen from the analysis of this infantile neurosis. The only way out would be to assume that the patient not only unconsciously imagined the primal scene, but also concocted the alteration in his character, his fear of the wolf, and his religious obsession; but such an expedient would be contradicted by his otherwise sober nature and by the direct tradition in his family. It must therefore be left at this (I can see no other possibility): either the analysis based on the neurosis in his childhood is all a piece of nonsense from start to finish, or everything took place just as I have described it above.

 

At an earlier stage in the discussion we were brought up against an ambiguity in regard to the patient’s predilection for female nates and for sexual intercourse in the posture in which they are especially prominent. It seemed necessary to trace this predilection back to the intercourse which he had observed between his parents, while at the same time a preference of this kind is a general characteristic of archaic constitutions which are predisposed to an obsessional neurosis. But the contradiction is easily resolved if we regard it as a case of overdetermination. The person who was the subject of his observation of this posture during intercourse was, after all, his father in the flesh, and it may also have been from him that he had inherited this constitutional predilection. Neither his father’s subsequent illness nor his family history contradicts this; as has been mentioned already, a brother of his father’s died in a condition which must be regarded as the outcome of a severe obsessional disorder.

 

In this connection we may recall that, at the time of his seduction as a boy of three and a quarter, his sister had uttered a remarkable calumny against his good old nurse, to the effect that she stood all kinds of people on their heads and then took hold of them by their genitals. We cannot fail to be struck by the idea that perhaps the sister, at a similar tender age, also witnessed the same scene as was observed by her brother later on, and that it was this that had suggested to her her notion about ‘standing people on their heads’ during the sexual act. This hypothesis would also give us a hint of the reason for her own sexual precocity.

 

[Originally ¹ I had no intention of pursuing the discussion of the reality of ‘primal scenes’ any further in this place. Since, however, I have meanwhile had occasion in my Introductory Lectures on Psycho-Analysis to treat the subject on more general lines and with no controversial aim in view, it would be misleading if I omitted to apply the considerations which determined my other discussion of the matter to the case that is now before us. I therefore proceed as follows by way of supplement and rectification. - There remains the possibility of taking yet another view of the primal scene underlying the dream - a view, moreover, which obviates to a large extent the conclusion that has been arrived at above and relieves us of many of our difficulties. But the theory which seeks to reduce scenes from infancy to the level of regressive symbols will gain nothing even by this modification; and indeed that theory seems to me to be finally disposed of by this (as it would be by any other) analysis of an infantile neurosis.

 

This other view which I have in mind is that the state of affairs can be explained in the following manner. It is true that we cannot dispense with the assumption that the child observed a copulation, the sight of which gave him a conviction that castration might be more than an empty threat. Moreover, the significance which he subsequently came to attach to the postures of men and women, in connection with the development of anxiety on the one hand, and as a condition upon which his falling in love depended on the other hand, leaves us no choice but to conclude that it must have been a coitus a tergo, more ferarum. But there is another factor which is not so irreplaceable and which may be dropped. Perhaps what the child observed was not copulation between his parents but copulation between animals, which he then displaced on to his parents, as though he had inferred that his parents did things in the same way.

 

¹ [Freud’s square brackets]4

 

Colour is lent to this view above all by the fact that the wolves in the dream were actually sheep-dogs and, moreover, appear as such in the drawing. Shortly before the dream the boy was repeatedly taken to visit the flocks of sheep, and there he might see just such large white dogs and probably also observe them copulating. I should also like to bring into this connection the number three, which the dreamer introduced without adducing any further motive, and I would suggest that he had kept in his memory the fact that he had made three such observations with the sheep-dogs. What supervened during the expectant excitement of the night of his dream was the transference on to his parents of his recently acquired memory-picture, with all its details, and it was only thus that the powerful emotional effects which followed were made possible. He now arrived at a deferred understanding of the impressions which he may have received a few weeks or months earlier - a process such as all of us perhaps have been through in our own experiences. The transference from the copulating dogs on to his parents was accomplished not by means of his making an inference accompanied by words but by his searching out in his memory a real scene in which his parents had been together and which could be coalesced with the situation of the copulation. All the details of the scene which were established in the analysis of the dream may have been accurately reproduced. It was really on a summer’s afternoon while the child was suffering from malaria, the parents were both present, dressed in white, when the child woke up from his sleep, but - the scene was innocent. The rest had been added by the inquisitive child’s subsequent wish, based on his experiences with the dogs, to witness his parents too in their love-making; and the scene which was thus imagined now produced all the effects that we have catalogued, just as though it had been entirely real and not fused together out of two components, the one earlier and indifferent, the other later and profoundly impressive.

 

It is at once obvious how greatly the demands on our credulity are reduced. We need no longer suppose that the parents copulated in the presence of their child (a very young one, it is true) - which was a disagreeable idea for many of us. The period of time during which the effects were deferred is very greatly diminished; it now covers only a few months of the child’s fourth year and does not stretch back at all into the first dark years of childhood. There remains scarcely anything strange in the child’s conduct in making the transference from the dogs on to his parents and in being afraid of the wolf instead of his father. He was in that phase of the development of his attitude towards the world which I have described in Totem and Taboo as the return of totemism. The theory which endeavours to explain the primal scenes found in neuroses as retrospective phantasies of a later date seems to obtain powerful support from the present observation, in spite of our patient being of the tender age of four years. Young though he was, he was yet able to succeed in replacing an impression of his fourth year by an imaginary trauma at the age of one and a half. This regression, however, seems neither mysterious nor tendentious. The scene which was to be made up had to fulfil certain conditions which, in consequence of the circumstances of the dreamer’s life, could only be found in precisely this early period; such, for instance, was the condition that he should be in bed in his parents’ bedroom.

 

But something that I am able to adduce from the analytic findings in other cases will seem to most readers to be the decisive factor in favour of the correctness of the view here proposed. Scenes of observing sexual intercourse between parents at a very early age (whether they be real memories or phantasies) are as a matter of fact by no means rarities in the analyses of neurotic mortals. Possibly they are no less frequent among those who are not neurotics. Possibly they are part of the regular store in the - conscious or unconscious - treasury of their memories. But as often as I have been able by means of analysis to bring out a scene of this sort, it has shown the same peculiarity which startled us with our present patient too: it has related to coitus a tergo, which alone offers the spectator a possibility of inspecting the genitals. There is surely no need any longer to doubt that what we are dealing with is only a phantasy, which is invariably aroused, perhaps, by an observation of the sexual intercourse of animals. And yet more: I have hinted that my description of the ‘primal scene’ has remained incomplete because I have reserved for a later moment my account of the way in which the child interrupted his parents’ intercourse. I must now add that this method of interruption is also the same in every case.

 

I can well believe that I have now laid myself open to grave aspersions on the part of the readers of this case history. If these arguments in favour of such a view of the ‘primal scene’ were at my disposal, how could I possibly have taken it on myself to begin by advocating one which seemed so absurd? Or have I made these new observations, which have obliged me to alter my original view, in the interval between the first draft of the case history and this addition, and am I for some reason or other unwilling to admit the fact? I will admit something else instead: I intend on this occasion to close the discussion of the reality of the primal scene with a non liquet. This case history is not yet at an end; in its further course a factor will emerge which will shake the certainty which we seem at present to enjoy. Nothing, I think, will then be left but to refer my readers to the passages in my Introductory Lectures in which I have treated the problem of primal phantasies or primal scenes.]6

 

VI THE OBSESSIONAL NEUROSIS

 

Now for the third time the patient came under a new influence that gave a decisive turn to his development. When he was four and a half years old, and as his state of irritability and apprehensiveness had still not improved, his mother determined to make him acquainted with the Bible story in the hope of distracting and elevating him. Moreover, she succeeded; his initiation into religion brought the previous phase to an end, but at the same time it led to the anxiety symptoms being replaced by obsessional symptoms. Up to then he had not been able to get to sleep easily because he had been afraid of having bad dreams like the one he had had that night before Christmas; now he was obliged before he went to bed to kiss all the holy pictures in the room, to recite prayers, and to make innumerable signs of the cross upon himself and upon his bed.

 

His childhood now falls clearly into the following epochs: first, the earliest period up to the seduction when he was three and a quarter years old, during which the primal scene took place; secondly, the period of the alteration in his character up to the anxiety dream (four years old); thirdly, the period of the animal phobia up to his initiation into religion (four and a half years old); and from then onwards the period of the obsessional neurosis up to a time later than his tenth year. That there should be an instantaneous and clear-cut displacement of one phase by the next was not in the nature of things or of our patient; on the contrary, the preservation of all that had gone before and the co-existence of the most different sorts of currents were characteristic of him. His naughtiness did not disappear when the anxiety set in, and persisted with slowly diminishing force during the period of piety. But there was no longer any question of a wolf phobia during this last phase. The obsessional neurosis ran its course discontinuously; the first attack was the longest and most intense, and others came on when he was eight and ten, following each time upon exciting causes which stood in a clear relationship to the content of the neurosis.




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